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Complaint: SEC v. Morgan Stanley Regarding Stock Research Conflicts of Interest Save
Complaint filed with the U.S. District Court alleging conflicts of interest for Morgan Stanley's research analysts with respect to investment banking activities and considerations.
http://www.sec.gov/litigation/complai...   

Conflict Probes Resolved at Citigroup and Morgan-Stanley Save
New York Attorney General Eliot Spitzer's settlement with the firm and links to PDF files containing the full account and exhibits.
http://www.oag.state.ny.us/press/2003...   

EEOC Files Sex Discrimination Lawsuit Against Morgan Stanley Save
The suit alleges that the company discriminated against as many as 100 women, and it retaliated against at least one of them for voicing her opposition to its practices.
http://www.eeoc.gov/press/9-10-01.html   

EEOC and Morgan Stanley Announce Settlement of Sex Discrimination Lawsuit Save
"As part of the settlement, at least $2 million will be provided for diversity programs designed to enhance the compensation and promotional opportunities for female employees within Morgan Stanley."
http://www.eeoc.gov/press/7-12-04.html   

LVMH sues Morgan Stanley Save
The world's leading luxury goods retailer sues the investment bank over alleged unfair research to favor its rival Gucci. [BBC]
http://news.bbc.co.uk/1/hi/business/2...   

Morgan Stanley Settles Conflicts of Interest Charges Save
Securities and Exchange Commission sued the firm claiming its research analysts were subject to inappropriate influence by its investment banking division.
http://www.sec.gov/litigation/litrele...   

Morgan Stanley and Sexual Discrimination Save
Examines widespread gender bias at the Wall Street firm. Conflicts of interest in stock research, and improper mutual funds sales are covered too.
http://www.kamalsinha.com/morganstanley/   

Morgan Stanley, LVMH Tango In Paris Save
Lawsuit alleges that Claire Kent of Morgan Stanley defamed LVMH in order to cultivate its rival Gucci, a client of the investment bank. [Forbes]
http://www.forbes.com/2003/05/27/cx_d...   

NASD Fines Morgan Stanley for Prohibited Sales Contests Save
Firm conducted contests for its brokers and managers to promote the sale of its mutual funds and a selected few variable annuities.
http://www.nasdr.com/news/pr2003/rele...   

SEC Charges Morgan Stanley With Inadequate Disclosure in Fund Sales Save
Firm pushed "preferred" funds and failed to inform customers about higher fees associated with certain class of shares.
http://www.sec.gov/news/press/2003-15...   

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